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THE ORIGINS OF THE ENIGMA/ULTRA OPERATION
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by Dr. Wladyslaw Kozaczuk
The
inter-allied intelligence operation Enigma - wrote a
prominent American historian of cryptography - was "the
greatest secret of World War II after the atom bomb"
(1). The breaking of the
sophisticated German machine cipher was the most
spectacular event, in terms of difficulty and far-reaching
consequences, in the entire history of secret writing.
Operation Enigma was one of powerful weapons of the
anti-Nazi war coalition but in contrast of to the atomic
energy, which itself had come to light in the terrific
holocaust of Hiroshima and Nagasaki in August, 1945, the
secrets of the Enigma remained hidden and unknown to the
public for the next almost three decades. Its details has
been emerging only fragment by fragment from the darkness
in which the governments concerned have felt it better to
keep them.
However, the lid of the mysterious Enigma "box" was
first lifted a bit by the present writer as early as 1967.
In my book "Struggle for Secrets: Intelligence Services
of Poland and the Third Reich 1932-1939"
(2) the reader may find documented
evidence that the German Enigma had been solved in Poland
already in the inter-war period. The book was duly reviewed
in a Goettingen scholarly monthly,(3)
and in 1970 Heinz Bonatz, formerly head of the navy radio
intelligence, in his reminiscence book questioned whether
the Poles had in fact broken Enigma. (4)
Three years later, in his "Enigma: the Greatest
Puzzle of the War 1939-1945" (5),
France's General Gustave Bertrand supplied ample
corroboration for the Polish claims and highlightened the
French contribution: by giving the Poles valuable
intelligence collected in Germany through an agent of their
Deuxieme Bureau. Meanwhile, Bertrand's book, which ascribes
"all the credit and all the glory" for breaking the German
machine cipher to the Poles, was totally ignored by the
British. But also there, in Great Britain, time had been
growing ripe for a disclosure.
It finally appeared in 1974, in a book, "The Ultra
Secret", written by F.W. Winterbotham
(6), a former RAF intelligence officer. But this
book virtually begins at the point where Enigma was already
broken, and continues with accounts of the dissemination,
use, and impact of the Enigma-derived intelligence on the
Allies'conduct of war. It gives a fairly true if, at times,
blurred picture of the gigantic "intelligence factory",
with its central station at Bletchley, some 70 km north of
London. where intercepted German and other Axis cipher
messages were turned into plain language, translated,
re-edited to conceal their source, and then sent to
decision-makers, ranging from Winston Churchill and his
chiefs of staff to various military commands in Europe and
all over the world.
The most serious flaw of the book is a complete
elimination from the Enigma picture of what was
prerequisite to its very existence: the mastering by Polish
mathematicians of the German secret machine cipher, and
passing on the results of this work, along with the
Polish-made replicas of the apparatus (the Enigma- "doubles
to the French and the British during a tripartite
conference in Warsaw as early as in July, 1939. The "Winterbotham
story", long since discarded, follows. British Intelligence
Service, sometime in 1938, contacted a Polish worker who
was employed in a German factory making Enigma- machines,
and persuaded him to build a big wooden model of the
machine. They gave the Poles the necessary money, and the
Polish Intelligence "acquired" the machine, by means not
specified. Then, in the utmost secrecy, "the complete, new,
electrically operated Enigma" was brought back to London.
The British set to work, invented a device called the
"Bronze Goddes", and were able to read German Enigma
ciphers.
The point that Winterbothams's book is completely
unreliable as regards the true origins of the Enigma/Ultra
would scarcely have been labored further if not for the
fact that the contagion has spread. The circulation of
false coin was difficult to prevent, and it was to
re-appear many a time.
But also in Great Britain, laudable attempts has been
undertaken at a just and unbiased assessment of Enigma's
origins and its influence upon the military operations of
1939 to 1945, as for instance in R. Lewin's "Ultra Goes
to War" (1978) (7). A title-
page dedication in Lewin's book reads: "To the Poles who
sowed the seed and to those who reaped the harvest". Much
in the same line of approach was the book of P.
Calvocoressi Top Secret Ultra (1980) which centers
on the organization of Bletchley with its over 9000
cryptologists, intelligence analysts, signal and security
officers, technicians, and WREN clerks; and Ralph Bennett's
Ultra in the West: the Normandy Campaign, 1944,45
(1980). However, an unpleasant set-back was the 1st Volume
of the official British Intelligence in the Second World
War: Its Influence on Strategy and Operations (1979),
which is clearly downgrading the Polish and French
contributions, misquoting G. Bertrand's book etc. To be
sure, the authors have revised some of their false opinions
in Volume 3 (2), which appeared in
1988 (!). (8)
The earliest Polish work on the intercepted German
machine ciphers had begun already in 1928, right after the
system's introduction by the German Army. However, no
progress was made during the next four years. Then the
Polish Cipher Bureau - which was part of 2nd Section
(Military Intelligence) of the General Staff - decided to
recruit three young mathematicians, all of them graduates
of the Mathematical Institute at the University in Poznan.
To be sure they were first all given, along with twenty-odd
their fellow-students, a rudimentary training in
codebreaking during a special course, organized by the
military. Their real aim was to find cryptological talents,
the most promising of which was considered Marian Rejewski.
After his graduation, he went for a one-year period of
advanced study in actuarial mathematics to Goettingen and
following his return, had thought at the Mathematical
Institute in Poznan.
On September 1, 1932, Rejewski and his two somewhat
younger colleagues, Jerzy Rozycki, and Henryk Zygalski
began work as regular employees at the Cipher Bureau in
Warsaw. During the first few weeks, the young
mathematicians worked on relatively simpler German Navy
codes. By that time the Kriegsmarine was particularly
active in Polish shore, while the German government tried
to curtail the Polish rights in then-Free City of Danzig
against the Versailles Treaty stipulations, in
early-October, 1932, Rejewski was given a separate room and
told to take a closer look at a pile of the
Enigma-researchers. He was also supplied with an obsolete
commercial Enigma machine, initial type, which had been
bought in Germany. This, however, lacking many essential
parts of the military-type machine, especially the
commutator ("plug board"), was quite useless. Polish
penetration into the secrets of the Enigma - remarks an
American cipher expert and historian - began in ernest when
Rejewski realized the applicability of some properties of
permutations to his analysis of the German machine cipher.
(10)
The whole complicated process of mastering the secrets
of the German Enigma, that was ultimately concluded in the
first days of January, 1933, included combination of
mathematics, statistics, computational ability and inspired
guesswork. An erroneous view has been reiterated in various
publications that the breaking of Enigma was a one-time
feat. In fact, it involved two distinct matters:
First, the theoretical reconstruction of the cipher device
itself. The most important matter was determining Enigma's
electric wiring, then the intricate interdependence between
different components of the machine: the exchangeable
rotors, the so called entry ring, the commutator etc. This
knowledge enabled the Poles to build doubles of Enigma that
made it possible to read German enciphered radio
communication.
Second, the elaboration of methods for recovering the
Enigma keys (starting positions) exclusively on the basis
of intercepts.
Success could not have been more timely. Just under
way in Germany was the Nazi campaign that on 30 January
1933 would deliver power into Hitler's hand.
The only British book dealing with cryptological "nuts
and bolts" of the Enigma/Ultra: The Hut Six Story:
Breaking the Enigma Codes written by Gordon Welshman
(9), the Cambridge mathematician
and, along with Alan Turing, one of the leading lights at
Bletchley, could not be published in Great Britain because
it was banned by the Official Secrets Act. The book, that
eventually appeared, with considerable delay, in USA
(Welshman became an American citizen after the war), is the
only publication by a former Bletchley codebreaker who
pursues the way of Enigma research already paved by Marian
Rejwski. His first comprehensive report on how the Enigma
system was broken, including full mathematical proof,
Rejewski ad completed in 1942 in southern France while
working in the clandestine French- Polish center ("Cadix")
(10) and its first printed version
appeared as Appendix to my book W kregu Enigmy (The
Enigma Circle) in 1979. Anyway, in his The Hut Six Story
Welshman unequivocally states that the British Ultra "would
never have gotten off the ground if we had not learned from
the Poles, in the nick of time, the details both of the
German military Enigma machine, and of the operating
procedures that were in use." (11)
Welshman's appreciative words find also a strong
corroboration in a comment, written by an American
cryptology expert to Rejewski's article, which in 1981
appeared in USA in the Annals of the History of
Computing (Volume 3, n.3, July 1981) and reads as
follows: "No doubt practitioners of group theory should
introduce this property of permutations (which had been
applied by Rejewski - W.K.) to students as "the theorem
that won World War II". Of course, actually solving the
Enigma traffic via statistical analysis, table look-u or
mechanical computation (the Poles used all these methods)
was an immense undertaking - one that no other county was
up to at that period of history. At the same time Rejewski
and his compatriots were busting Enigma traffic on a
ongoing basis, the only cryptanalatic technique available
was a method known as "cliques on the rods to the British
or the "baton" method to the French".
Although the opinions or assessments of historical
facts and developments made by politicians and statesmen
may occasionally be subject to political considerations,
they no doubt do reflect the well-balanced and generally
accepted views, based on expert investigations. "Before
Poland fell - said George Bush while addressing his huge
audience in Gdansk in August 1989, on the eve of the 50-th
anniversary of the outbreak of World War II - you gave the
Allies Enigma the Nazi's secret coding machine. Breaking
the unbreakable Axis code saves tens of thousand Allied
lives, American lives; and for this, you have the enduring
gratitude of the American people. And ultimately, Enigma
and freedom fighters played a major role in the winning the
Second World War". (12)
Historians will, no doubt, long debate exactly what
was the influence upon the course of the Second World War
the Allies' ability to read German machine ciphers.
Verdicts will range between a significant speeding up of
the ultimate outcome, with the saving of untold thousands
of lives, and what some of the highest Allied commanders
termed a decisive impact on the results of many campaigns,
battles and operations.
N O T E S
* 1. D. Kahn, Enigma Unwrapped.
New York Time Book Review, 29.XII.74
* 2. W. Kozaczuk, Bitwa o tajemnice. Sluzby wywiadowcze
Polski i Rzeszy Niemieckiej 1922-1939, Warsaw 1967. A
fourth ed. 1977
* 3. Ostliteratur - Anzeiger, Hrsg. vom Goettingen
Arbeitskreis, Holzner Verlag, Wurzburg, Jahrgang XIII,
Heft 3, 3.VI.1967
* 4. H. Bonatz, Die deutsche Marine - Funkaufkl/Drung
1914- 1945, Darmstadt, 1970
* 5. G. Bertrand, Enigma ou la plus grande Enigme de la
guerre 1939-1945, Paris, 1973
* 6. F. Winterbotham, The Ultra Secret, London, 1974
* 7. R. Lewin, Ultra Goes to War, London, 1978
* 8. F.H. Hinsley et al., British Intelligence in the
Second World War: Its Influence on Strategy and Operations,
London, Her Majesty's Stationary Office, 1, 1979 to 4, 1988
* 9. G. Welshman, The Hut Six Story: Breaking the Enigma
Codes, New York 1982
* 10. Report of Cryptological Work on the German Machine
Cipher, Manuscript written in Uzes, France, 1942
* 11. G. Welshman, ibid
* 12. Presidential Documents, Volume 25 - Number 29,
Washington, July 24, 1989
R e f e r e n c e s
* W. Kozaczuk, Enigma: How the German Machine Cipher Was
Broken, and How It Was Read by the Allies in World War Two,
University Publications of America, 1984; Arms and Armour
Press, London, 1984.
* Geheimoperation Wicher. Polnische Mathematiker knacken
den deutschen Funkschlussel Enigma, Bernard und Graefe,
Koblenz 1989.
To see the original of this text,
stored in the official Polish Government Server (Ministerstwo
Spraw Zagranicznych), click here:
http://www.msz.gov.pl/english/iv/past/origins.html
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